CySEC – Circular 410

The Cyprus Securities and Exchange Commission has issued a Circular 410 on 26^th of October 2020, with subject of (Information to be submitted on the basis of the ESAs Joint Guidelines on Cooperation and Information Exchange between the Supervisory Authorities of Credit and Financial Institutions – (the ‘’AML / CFT Colleges Guidelines”)), which relates to the following Regulated Entities: 

1. Cyprus Investment Firms (‘CIFs’)
2. Branches of Investment Firms, located in Cyprus, where their head office is situated in another Member State or in a third country
3. Undertakings for Collective Investment in Transferable Securities (‘UCITS’)
4. UCITS Management Companies (‘UCITS MC’)
5. Alternative Investment Fund Managers (‘AlFMs’)
6. Alternative Investment Funds (‘AIFs’)
7. Alternative Investment Funds with a Limited Number of Persons (‘AIFLNPs’)
8. Companies with sole purpose the management of AIFLNPs

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